Compliance for Sophisticated Individual Investors.
Please fill out the form below to allow Ecosse Management Limited to confirm your certification as a Sophisticated Individual Investor.
Certified Sophisticated Investor Certificate
Part 1 - Self Certification |
To whom it may concern,
I make this statement
so that I am able to receive promotions which are exempt from the restrictions on financial promotion in the Financial Services Markets Act 2000. The exemption relates to certified sophisticatetd investors and I declare that I qualify in relation to investments in unregulated collective investment schemes.
I accept that the contents of promotions and other material that I receive may not have been approved by an authorised person and their content may not therfore be subject to controls which would apply if the promotion were made or approved by an authorised person. Further, I am aware that investing in such schemes attracts a high level of risk. I am aware that it is open to me to seek advice from someone who specialises in advising on this kind of investment.
Please make sure that all field marked with an * are filled out correctly |
*Name of
Sophisticated Investor: |
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*Date |
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